What are FCA Authorised Persons and FCA Approved Persons? Authorised Persons ( applying section 31 of the Financial Services & Markets Act [FSMA] defines Authorised…
Making Compliance Work: A Short Overview of Board Minutes This post considers: The styles of meeting minutes. Why companies must keep board minutes;. What is…
Where Does Your Budget Go? When Engaging Consultants, Two Of The Major Expenses Are Idle Staff and Premises Most Consultancies have staff that are “Off-Project”,…
What is the basic process? You need to meet the Threshold Conditions, which are the FCA’s minimum standards for becoming, and remaining, authorised; See Our Free…
FCA Authorisation? Just Quote The Coupon Code Below Whenever You Contact Us. For FCA Authorisation, AML Audit, Regulatory Rules Mapping, Governance Review or Any FCA/PRA…
[layerslider id=”2″] Ben Mason explains how FCA authorisation application works, what firms should expect from the process, the pros and cons of being an Appointed…
What are Payment Services Activities? Payment services activities include the following: Money remittance businesses, commonly referred as money transfer. Mobile network operators, offering payment services.…
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Many compliance consultancies will quote you a base price, but then add in extras like the policies and procedures you will need and if you…
Many people often tell us that they are not sure what we do. If you have a UK Financial Services Regulatory Compliance Risk Support enquiry…