Heads of compliance and MLROs Make sure you understand the FCA expectations if your firm is applying to the FCA to approve individuals to these…
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Do you need FCA Authorisation or does your company really need to be FCA authorised? Generally, if you are engaged in financial services in the…
Many firms ask us if our consultants can stand in as SMF16 and SMF17 for their fledgling business. The answer is not a straightforward 'Yes'…
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The FCA often seem like faceless people making decisions on your future livelihood. Sometimes their lack of, or even deluge of detail regarding their decision…
Many cryptoasset firms have had their applications rejected or recommended to withdraw due to a poor standard of completion. FCA cryptocurrency registration is akin to…
Once your organisation has achieved authorisation, you’re dedicated to satisfy a variety of on-going FCA compliance responsibilities. Companies either pick our consultancy services to help…
