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Do I need FCA Authorisation or Registration?

Do I need FCA Authorisation or Registration?

Get Our FREE FCA Authorisation or Not – Explanatory Brochure

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Julia
October 23, 2019
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I am very satisfied with Lee at Compliance Consultants who provided a great on-demand experienced service and an education that has helped me to publicise my documentation with greater sensitivity to the vulnerabilities of the public. I would especially like to thank Lee for his patience and kind professionalism throughout his revision of my documentation. I look up to these standards when I commission services and will use his services again when I move to the next stage in the business.
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Aisha Mohammed
March 8, 2019
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We have dealt with Lee at Compliance Consultant for a while now on all aspects around compliance (FCA Licence, policies etc) We do not come from a finance background but Lee took the time to explain things in a manner we were able to understand and we have found him to be very professional and honest in his advice. Rest assured that he will not charge you for anything that you do not require will always have your best interest in mind. Highly Recommended
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Terry Murphy
November 17, 2020
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Lee and Sue are remarkable at what they do, I feel completely at ease with their expertise. Compliance is in my opinion the building blocks of any good business, with Compliance Consultant onboard, i have no doubt our business will grow
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Grant Townshend
January 10, 2022
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We approached Lee between Christmas & New Year about some compliance work we urgently needed completing for a newco setup. He communicated very clearly what we would need and why. Once instructed, he delivered this on time and cost effectively. Recommended.
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James S
July 10, 2020
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We began to use Lee and Jenny at the start of 2020 - I have found them excellent to deal with. Lee and his team are helpful, responsive and clearly knowledgeable in their subjects. The result is they they provide confidence and support which I trust. Look forward to continuing working with them.
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Angela Young
January 27, 2022
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First class service in every way. Whilst applying for FCA authorisation the original compliance company we were working with let us down. Feeling despondent, Lee from Compliance Consultant stepped in and assured us we would have our application submitted on time. Suzanna was our direct contact and she worked tirelessly to ensure we met our deadline. Not only did we meet our deadline, but our completed application was submitted to the FCA, 1 week ahead of schedule. Both Lee and Suzanna took the time to communicate clearly the detail within each section of the application. They went above and beyond and felt more like friends by the end of the process. I would highly recommend Compliance Consultant both in terms of professionalism and value for money. We look forward to working with Compliance Consultant in the future.
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Harvey Griffiths
August 31, 2018
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Lee is a real professional. He led us thrugh our FCA application and we got the result we set. Would recommend him for your compliance needs.
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Jonathan Roy
September 9, 2024
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Fast, efficient, and effective. I would highly recommend.
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Pras Suntaramoorthy
December 22, 2025
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Lee Werrell of Compliance Consultant has been exceptional at providing compliance support for my mortgage brokerage. His understanding of and wealth of experience with the regulatory body, The Financial Conduct Authority, is second to none and this translated into the advice and support offered to my business. I cannot recommend this firm highly enough for your compliance needs. I have used other compliance consultant firms previously and they do not compare even remotely to the level of expertise and service offered by Lee Werrell.
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Simon Dhillon
August 23, 2022
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I worked with Compliance Consultant for 2 years and was involved in a variety of projects for various firms, both start-ups and established. Lee was a pleasure to work with and was very knowledgeable about all aspects of compliance, this provided reassurance that client work was carried out to a high standard. The team at Compliance Consultant worked very closely and was always on hand to provide assistance or advice on specialist areas for eg FCA Authorisations or Audits.

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