What Your FCA/PRA Regulatory Business Plan Needs To Contain and How To Start A Business Plan The aim of this document is to help firms meet…
FCA Rejected Application for Authorisation or Registration? Running your own business with the requirements for you to understand marketing, sales, IT and technical as…
FCA regulated activities are described as within or outside the FCA Perimeter of legislation, a defined perimeter set by the Government and Parliament, and it…
Heads of compliance and MLROs Make sure you understand the FCA expectations if your firm is applying to the FCA to approve individuals to these…
FCA Senior Management Coaching Course Compliance Consultant are proud to provide a course suitable for new FCA Authorisation Applicants or anyone applying for a senior…
Do I need FCA Authorisation or Registration? Get Our FREE FCA Authorisation or Not – Explanatory Brochure on how we can help you obtain FCA…
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Do you need FCA Authorisation or does your company really need to be FCA authorised? Generally, if you are engaged in financial services in the…
Many firms ask us if our consultants can stand in as SMF16 and SMF17 for their fledgling business. The answer is not a straightforward 'Yes'…
