THE IMPORTANCE OF AUTHORISATION Authorisation is one of the key techniques used by the FCA to regulate financial services. It attempts to efficiently identify and…
Comprehensive Guide to FCA Authorisation for Firms In the realm of financial services, obtaining Financial Conduct Authority (FCA) authorisation is a crucial milestone for any…
All financial services firms experience the same hurdle as virtually any other new business: how to influence investors and lenders that your business has a…
FCA authorisation/registration application is a subject best assisted and supported by regulatory consultants. If you are attempting the process yourself, you will need to fully…
Setting up a business to work from London, UK, when you are an overseas entity can be daunting and is not for the feint-hearted, but…
Lee Werrell, Chartered FCSI and owner of Compliance Consultant states, “As with all good compliance; it’s not what you do, it’s what you wrote down…
FCA Authorisation?: It may seem a little trite to compare submitting an authorisation to a magic trick, however, many firms do just that. If you…
At last! A site that helps you understand differences between an FCA Authorised Person. FCA Approved Person and the FCA Regulated Activities involved. Also helps…
FCA Authorisation? Many firms ask the question whats does FCA authorised mean? They want to understand what FCA regulated activities would be involved if the…
FCA Authorisation? It may well sound worn-out, to compare submitting an authorisation to a magic trick, Nevertheless if you are under any illusion that less-than-perfect…
