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Compliance Training

Compliance Consultant conduct many training events for clients in-house. We can use your facilities or set up an event for you, alternatively we also run public courses.

IN HOUSE COURSES

We offer a range in house courses.

Type: The Introduction Level 1/2 Day Course
Cost: £290 (per person) (Min 4 persons)

Type: The Foundation Level 1/2 Day Course
Cost: £290 (per person) (Min 4 persons)

Type: The Advanced Level 1Day Course
Cost: £550 (per person) (Min 4 persons)

Type: Full Day Course (4 min persons)
Cost: £550 (per person)

Type: Practical Guidance for UK Firms (Online)
Cost: £550 (per person) (Min 4 persons)

Type: Full Day Course (Coming Soon)
Cost: £550 (per person)

Type: For Fintech Firms (Online Course)
Cost: £550 (per person) (Min 4 persons)

Type: Short Course (min 4 persons)
Cost: £35 (per person)

A history of where we came from to get to SMCR from the Approved Person Regime Weaknesses, The PCBS and FEMR to industry wide adoption in 2019.

Type: Financial Crime: Fraud and Suspicious Transactions – 200 slides

Cost: £280 pp (minimum 3) – half day remote.

 

One off cost £320

Type: Full Day Course, In-house Course (min 8 persons)
Cost: £232 (per person) 20% Off Normal Price

Type: Full day Course, In-house Course (min 8 persons – Online Course)
Cost: £232 (per person) 20% Off Normal Price of £290!

Type: An introduction or Annual Refresher level training course.
Cost: £85 as a one off or £25 (per person) (Min 4 persons) remotely delivered.

 

The course covers the following areas:

  • The Regulatory Structure
  • FCA & PRA – Objectives and Roles
  • Authorisation and Approval
  • Enforcement
  • Supervision
  • Financial Crime
  • BONUS: Using the FCA Handbook Overview Supplement

Type: Full Day Course, In-house Course (min 8 persons)
Cost: £232 (per person) 20% Off Normal Price of £290!

Type: Full Day Course
Cost: £550 (per person) (Min 4 persons)

Type: Half Day Course
Cost: £290 (per person) (Min 4 persons)

Type: For Limited and Core Firms (Online Course)
Cost: £99 (Min 8 persons)

Type: The Regulatory Technical Standards, Half Day Course
Cost: £290 (per person) (Min 4 persons)

Type: Full Day Course (min 4 persons)
Cost: £550 (per person)

Special Rates For Group – Full Day Courses for minimum of 3 people or
1/2 Day Courses for a minimum of 5 people.

CALL US TODAY ON 0800 689 0190

Compliance Consultant – ‘Making Compliance Work’

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We offer a range of free literature to help you make a start on your FCA compliance and provide useful insights.

Mohamed Yassin
Mohamed Yassin
2021-10-28
Outstanding job on every level. We are very pleased with their work. Done on time, done on budget and they know what they are doing. They handled everything with extreme professionalism and delivered our project in a timely manner. We couldn't be happier with the end outcomes, Lee and his team were extremely thorough, understanding and responsive throughout each stage of our contract. We look forward to working with them in the future on our project. Thank you, Lee and Compliance Consultant team.
st33n
st33n
2021-10-10
Very professional company to deal with. Did everything I asked and much more. The quality of the work was exceptional.
Lorena de Carta Financiera
Lorena de Carta Financiera
2021-07-01
Really Excellent service, speed in the resolution of problems

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