FCA Compliance Training Courses
We deliver professional, practical compliance training designed for financial services firms. Courses can be delivered in-house, online, or at our public training events. Our Chartered Compliance Professionals provide clear, expert-led sessions across AML, SMCR, Conduct Risk, Governance and more—fully tailored to your firm.
Why Choose Our Compliance Training?
Our training is built for regulated firms that need practical, usable guidance—not academic theory. Courses are delivered by Chartered Compliance Professionals and aligned with FCA, SMCR, ICA, AML and Conduct Risk requirements, with full pre-course preparation and post-training support included.
Training formats: In-house • Live online • Public courses
Each session delivers real-world examples, actionable insights, and measurable improvements in staff competence.
IN HOUSE COMPLIANCE COURSES
We offer a range in house courses.
Type: The Introduction Level 1/2 Day Course
Cost: £290 (per person) (Min 4 persons)
Type: The Foundation Level 1/2 Day Course
Cost: £290 (per person) (Min 4 persons)
Type: The Advanced Level 1Day Course
Cost: £550 (per person) (Min 4 persons)
For Accountants & Solicitors, “The Responsibilities of the MLRO” course is £750 per 1 person and a copy of the Course as a PDF and MLRO Checklist for their records. Involves a test for clarity.
For Accountants & Solicitors, “The Responsibilities of the MLRO” course is £750 per 1 person and a copy of the Course as a PDF and MLRO Checklist for their records. Involves a test for clarity. Additional persons on application.
Remote only – on-site Min 2 persons.
Type: Full Day Course (4 min persons)
Cost: £550 (per person)
Type: Practical Guidance for UK Firms (Online)
Cost: £550 (per person) (Min 4 persons)
Type: Full Day Course (Coming Soon)
Cost: £550 (per person)
Type: For Fintech Firms (Online Course)
Cost: £250 (per person) (Min 4 persons)
Type: Short Course (min 4 persons)
Cost: £35 (per person)
A history of where we came from to get to SMCR from the Approved Person Regime Weaknesses, The PCBS and FEMR to industry wide adoption in 2019.
Type: Financial Crime: Fraud and Suspicious Transactions – 200 slides
Cost: £280 pp (minimum 3) – half day remote.
One off cost £320
Type: Full Day Course, In-house Course (min 8 persons)
Cost: £232 (per person) 20% Off Normal Price
Type: Full day Course, In-house Course (min 8 persons – Online Course)
Cost: £232 (per person) 20% Off Normal Price of £290!
Type: An introduction or Annual Refresher level training course.
Cost: £85 as a one off or £25 (per person) (Min 4 persons) remotely delivered.
The course covers the following areas:
- The Regulatory Structure
- FCA & PRA – Objectives and Roles
- Authorisation and Approval
- Enforcement
- Supervision
- Financial Crime
- BONUS: Using the FCA Handbook Overview Supplement
Type: Full Day Course, In-house Course (min 8 persons)
Cost: £232 (per person) 20% Off Normal Price of £290!
Type: Full Day Course
Cost: £550 (per person) (Min 4 persons)
Type: Half Day Course
Cost: £290 (per person) (Min 4 persons)
Type: For Limited and Core Firms (Online Course)
Cost: £99 (Min 8 persons)
Type: The Regulatory Technical Standards, Half Day Course
Cost: £290 (per person) (Min 4 persons)
Type: Full Day Course (min 4 persons)
Cost: £550 (per person)
Special Rates For Group – Full Day Courses for minimum of 3 people or
1/2 Day Courses for a minimum of 5 people.
Prices exclude VAT. VAT is applied in accordance with your country of incorporation.
CALL US TODAY ON 0800 689 0190
Compliance Consultant – ‘Making Compliance Work’
DOWNLOAD OUR FREE BROCHURES
We offer a range of free literature to help you make a start on your FCA compliance and provide useful insights.
Compliance Training FAQs
We deliver a wide range of compliance training for regulated firms, including AML & CTF, SMCR, Conduct Risk, Conflicts of Interest, Governance, Financial Crime, PSD2, Vulnerable Customers and more. Courses can be delivered as introductions, foundation programmes or advanced workshops depending on your team’s needs.
Yes. Most of our training is delivered in-house for FCA-regulated firms. We can use your facilities, deliver the session online, or arrange a local venue if required.
Yes. Our courses are designed to reflect FCA expectations and are aligned with key regulatory standards, including SMCR, AML and Conduct Risk. Training focuses on practical application, not just theory, so staff can apply what they learn in day-to-day roles.
Courses are delivered by experienced compliance professionals with real-world regulatory and industry experience. Training is led at senior level and designed to be clear, practical and relevant to regulated firms.
Yes. We offer live online training as well as in-person delivery. Online sessions remain interactive and can be tailored to your business model and staff responsibilities.
Training can be delivered for all levels, including onboarding teams, customer-facing staff, senior managers, compliance officers, MLROs and directors. We help you choose the right course based on roles, responsibilities and your firm’s risk profile.
Yes. We can tailor courses to your permissions, products, customer types and internal processes. This makes training more relevant, improves engagement and supports better compliance outcomes.
You can call us on 0800 689 0190 or complete the enquiry form on this page. We’ll discuss your requirements and recommend the most suitable course, delivery format and next steps.
