FCA Authorisations: Authorised Persons When applying section 31 of the Financial Services & Markets Act [FSMA] defines Authorised persons) as just one of the following:(…
Making Compliance Work: A Short Overview of Board Minutes This post considers: The styles of meeting minutes. Why companies must keep board minutes;. What is…
Where Does Your Budget Go? When Engaging Consultants, Two Of The Major Expenses Are Idle Staff and Premises Most Consultancies have staff that are “Off-Project”,…
Many compliance consultancies will quote you a base price, but then add in extras like the policies and procedures you will need and if you…
Many firms are seeking Financial Conduct Authority (FCA) Authorisation these days and we have heard horror stories of the amount charged by some companies. Call us today…
