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The Back-Office System & Procedures Bringing in clients (New Business) seems to be the most exciting thing there is, right? That’s why there are so…
The Importance of Good Management Information (MI) and Reporting The significance and requirement of excellent operational detail (volumes, speed, performance indicators, controls, tolerances etc.) are…
Compliance Annual Reporting Annual Compliance Report Providing a written annual compliance report to board of directors in respect of compliance on an at least annual…
Business Risk Assessment Methodology A Business Risk Assessment is a systematic process focused on identifying, evaluating, and controlling risks that could impact the operations, reputation,…
Once your organisation has achieved authorisation, you’re dedicated to satisfy a variety of on-going FCA compliance responsibilities. Companies either pick our consultancy services to help…
In Summer 2019, the FCA Issued A Dear CEO Letter To All Payment Companies Regarding Their Safeguarding Accounts and Their Management of Them. Nearly 4…
Reasonable Steps – What Are They? What are reasonable steps? The introduction of the SMCR statutory duty of responsibility (SDR) places the onus on Senior…
Risk Management framework is an often overlooked or, even, misapplied process. Often seen as a tick the box exercise by many of the smaller thinking…
Risk Management is an often overlooked or, even, misapplied process. Often seen as a tick the box exercise by many of the smaller thinking financial…
