For many Compliance Officers and Managers, having a vision of providing the very best compliance service that is possible for their firm each and every…
Payments Business? Have Your Say! Don’t Miss This! Get the lowdown on the FCA Strong Customer Authentication (SCA) Consultation Paper plans. Download the free brochure…
Version control is important when documents are being created, and for any records that undergo a lot of revision and redrafting or annual reviews. It…
PSD2 Guide To Safeguarding & Wind Down Planning Download Our FREE Guide By Completing The Form Below!
The Back-Office System & Procedures Bringing in clients (New Business) seems to be the most exciting thing there is, right? That’s why there are so…
Governance, Risk & Compliance Frameworks Why is governance risk and compliance important? To ensure that businesses protect their information, have consistent cohesion departmentally, and follow…
The Importance of Good Management Information (MI) The significance and requirement of excellent operational detail (volumes, speed, performance indicators, controls, tolerances etc.) are vital to…
Compliance Annual Reporting Annual Compliance Report Providing a written report to your Governing Body in respect of compliance on an at least annual basis is…
Business Risk Assessment Methodology 1. Business risk assessment refers to the assessment of risks and opportunities affecting the achievements of the organisational goals and objectives.…
Once your organisation has accomplished authorisation, you’re dedicated to satisfy a variety of on-going FCA compliance responsibilities. Companies either pick our consultancy services to help…