Understanding SMCR Responsibilities: A Comprehensive Guide to Managing Risks and Controls In the challenging environment shaped by recent global events, effective risk management under the…
In the fast-paced world of financial services, building a FCA Operational Resilience Framework is no longer a luxury—it’s a necessity. The Financial Conduct Authority (FCA)…
Mapping Your Corporate FCA and other Regulatory Universe Mapping your corporate FCA and other regulatory universe is a critical step towards ensuring full compliance and…
Welcome to “Anti-Money Laundering and Counter-Terrorism Financing: How to Protect Your Business.” This comprehensive book has been expertly crafted to assist financial services firms and…
“The Three Lines of Defence: An Essential Resource for Compliance Professionals” is an informative book designed to provide compliance directors, managers, and operational risk directors…
The Financial Conduct Authority has announced that it will require 20,000 regulated companies to begin reporting on their financial (operational) resilience as part of its…
Consumer Duty Final Guidance Consumer Duty, What Is It All About? First formally proposed in May 2021, the Consumer Duty, as published on 27 July…
CYBERCRIME DOESN’T JUST AFFECT BIG BUSINESS. IT AFFECTS EVERY BUSINESS. EVERY DAY. For the last few years businesses are putting more and more data online…
What’s all this about ‘Secure Transfer’? Your Business Is At Risk Of Cyber Hacking! We all know that ‘Cyber’ crime is relatively low risk and…
Version control is important when documents are being created, and for any records that undergo a lot of revision and redrafting or annual reviews. It…
