PSB Compliance Foundation Kit
Risk Register and Horizon Scanning specifically built for firms authorised under PSRs 2017 and EMRs 2011
For Payment Institutions • E-Money Institutions • RAISPs
FSMA Authorised Firm? Go Here!
Generic Frameworks Miss PSB Risks
Standard compliance templates weren’t designed for Payment Services Firms. They miss the specific requirements that put authorisations at risk.
Safeguarding Gaps
Client fund protection is your most critical obligation. Generic registers don’t include safeguarding reconciliation, segregation, or audit requirements.
SCA Exposure
Strong Customer Authentication requirements are PSB-specific. Without proper tracking, exemption misapplication creates fraud liability and regulatory risk.
Agent Oversight Blind Spots
Unregistered agents providing payment services is an immediate enforcement trigger. Generic frameworks don’t address agent due diligence and monitoring.
PSB-Specific Requirements Need PSB-Specific Tools
These requirements don’t appear in standard compliance frameworks — but they’re essential for Payment Services Firms.
What’s Included
Three integrated tools specifically designed for Payment Services Firms — with 6 PSB-specific risk categories not found in generic frameworks.
PSB Risk Register
Worth £349- Executive Dashboard with heat map
- ★ Safeguarding risk category
- ★ SCA compliance category
- ★ Agent oversight category
- ★ Operational security category
- ★ Capital adequacy category
- ★ PSB disclosures category
- PSB-adjusted impact scale
- 10 pre-populated sample risks
- PSB risk identification prompts
- Regulatory reference guide
PSB Horizon Scanning Tracker
Worth £349- Dashboard with PSB focus areas
- Regulatory Tracker with PSB categories
- Impact Assessment template
- PSB Source Directory (FCA, PSR, HMT)
- 8 pre-populated regulatory items
- APP fraud developments tracked
- Safeguarding review tracked
- Board Reporting template
- Review Log for audit trail
PSB Quick-Start Guide
BONUS- 5-day implementation roadmap
- PSB risk identification priorities
- Safeguarding setup guidance
- SCA compliance checklist
- Agent oversight setup
- PSB source configuration
- Integration workflow
- Review cycle guidance
15 Risk Categories — 6 PSB-Specific
Built For
Authorised Payment Institutions
Full PSRs 2017 compliance requirements including safeguarding and capital
E-Money Institutions
EMRs 2011 requirements plus payment services where applicable
Small PIs & Small EMIs
Proportionate approach with core regulatory coverage
RAISPs
Account information service providers under PSRs 2017
Firms Seeking Authorisation
Demonstrate compliance readiness in your FCA application
PSB Compliance Officers
Professional templates without months of development
Bundle Pricing
Instant download • Fully editable templates • Lifetime access
Aligned with PSB Regulatory Requirements
Questions?
How is this different from the standard Foundation Kit?
The PSB version includes 6 additional risk categories specific to Payment Services Firms (safeguarding, SCA, agents, etc.), PSB-adjusted impact scales, PSB regulatory sources, and sample risks relevant to PIs and EMIs.
Does this cover both PI and EMI requirements?
Yes. The kit covers requirements under both PSRs 2017 (for PIs) and EMRs 2011 (for EMIs), with regulatory references for both.
Is this suitable for Small PIs/SEMIs?
Absolutely. The framework is proportionate and can be scaled down for smaller firms while ensuring core regulatory requirements are addressed.
Will this help with my FCA authorisation application?
Yes. Demonstrating a robust compliance framework is part of the authorisation process. These tools show the FCA you have considered regulatory requirements systematically.
Compliance Infrastructure Built for PSBs
Stop using generic frameworks that miss your specific requirements. Get tools designed for Payment Services Firms.
Get the PSB Foundation Kit — £449FSMA Authorised Firm? Go Here!
