Heads of compliance and MLROs Make sure you understand the FCA expectations if your firm is applying to the FCA to approve individuals to these…
Compliance Consultant have re-launched their high speed website To get the word out, we have introduced a competition to the first 50 respondents in the…
The FCA often seem like faceless people making decisions on your future livelihood. Sometimes their lack of, or even deluge of detail regarding their decision…
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Getting ready to make your application to the FCA? Not sure what you need to do? See here how you can get the right things…
So What Are The Ongoing Requirements After FCA Authorisation? There are a number of areas that firms should pay attention to and be accurate in…
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