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Sometime people think that we are acting on behalf of the Financial Conduct Authority (FCA) and Financial Ombudsman Service (FOS). Compliance Consultant would like to…
OK, So Why Should I Need A Compliance Manual? For any Compliance Officer or SMF16 who has been in the UK financial services industry for…
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A Word About Tokens – An FCA Perspective The key thing to note is that any token that is not a security token, or an…