Building a Culture of Compliance: Best Practices for Financial Professionals, serves a paramount purpose: to equip financial professionals in the United Kingdom with invaluable insights…
Compliance by Compliance Consultant = Peace of Mind In today’s fast-paced business environment, it’s easy to overlook important regulatory compliance requirements. Companies often prioritise their…
We have partnered with a leading financial loan company to offer flexible financing for those larger bills or expenses and help with your day…
What Your FCA/PRA Regulatory Business Plan Needs To Contain and How To Start A Business Plan The aim of this document is to help firms meet…
5 Emerging Challenges Of FCA Financial Promotions You Should Look Into Have you ever wondered how financial companies attract and keep their customers? One of…
What is an Asset Management Company (AMC)? An asset management company (AMC) is a firm that invests a pooled fund of capital on behalf of…
FCA regulated activities are described as inside or outside the FCA Perimeter of legislation, a defined perimeter set by the Government and Parliament, and it…
Heads of compliance and MLROs Make sure you understand the FCA expectations if your firm is applying to the FCA to approve individuals to these…
FCA Senior Management Coaching Course Compliance Consultant are proud to provide a course suitable for new FCA Authorisation Applicants or anyone applying for a senior…
A bit about us. Compliance Consultant was established in 2000 to provide a pragmatic and effective alternative solution to firms needing FCA (FSA as was)…
