FCA regulated activities are described as within or outside the FCA Perimeter of legislation, a defined perimeter set by the Government and Parliament, and it…
Claims Management Companies will need to provide to the FCA, when and if asked, Compliance Procedures and Financial Crime policies. We have worked with a…
What do ‘Wentworth Golf and Country Club’, the ‘UK Research and Innovation (UKRI)’, ‘Serco’ and ‘Acer’ have in common? They were all ransomware victims in…
We manage your regulatory application to the UK’s Financial Conduct Authority (FCA) by setting out a project plan, guiding you through the process and keeping…
A Regulatory Business Plan (RPB) Is Your Showcase To Demonstrate Understanding & Forethought. The FCA/PRA Regulatory Business Plan should demonstrate that the targets set by…
Working with Claims Management Companies CMCs in recent days, we can provide a Compliance Procedures Manual (around 100 pages) and Financial Crime Policy quickly.
We have extensive experience in training senior managers and other staff who are subject to the SM&CR (SMCR) and we have developed a range of…
Claims management companies (CMCs), known in the financial services compliance business as “Ambulance Chasers”must summon more than ₤ 7m next year to set up a…
Stop the confusion! Do you REALLY need a Compliance Manual for your Financial Conduct Authority (FCA) application? The answer may surprise you. While some say…