5 Emerging Challenges Of FCA Financial Promotions You Should Look Into Have you ever wondered how financial companies attract and keep their customers? One of…
The Buy Now Pay Later Model In today’s economy, it’s not constantly easy to make ends satisfy. When confronted with an economic crunch, numerous shoppers…
Business Risk Assessment Methodology 1. Business risk assessment methodology refers to the approach to the assessment of risks and opportunities affecting the achievements of the…
FCA Rejected Application for Authorisation or Registration? What are the FCA approval requirements? Running your own business with the requirements for you to understand…
What is an Asset Management Company (AMC)? An asset management company (AMC) is a firm that invests a pooled fund of capital on behalf of…
FCA regulated activities are described as inside or outside the FCA Perimeter of legislation, a defined perimeter set by the Government and Parliament, and it…
Heads of compliance and MLROs Make sure you understand the FCA expectations if your firm is applying to the FCA to approve individuals to these…
Make Your Website GDPR-Compliant Image Source The UK General Data Protection Regulation (GDPR) is the Data Protection Act 2018 that is focused on giving…
FCA Senior Management Coaching Course Compliance Consultant are proud to provide a course suitable for new FCA Authorisation Applicants or anyone applying for a senior…
A bit about us. Compliance Consultant was established in 2000 to provide a pragmatic and effective alternative solution to firms needing FCA (FSA as was)…
