Don’t Let Hidden Gaps Derail Your FCA Application Pre-Submission Regulatory Assurance Review Get independent expert review of your FCA authorisation application before submission. Our 195+…
Need to automate your SMCR or Consumer Duty records? Compliance Consultant have negotiated a really great deal with Actus Compliance Software to assist you in…
Introduction: Leveraging Technology for FCA Compliance In an increasingly regulated environment, the importance of complying with the Financial Conduct Authority (FCA) regulations cannot be overstated.…
Mastering the Internal Capital and Risk Assessment (ICARA) Process The Internal Capital and Risk Assessment (ICARA) is a pivotal requirement for firms to effectively manage…
The FCA’s Consumer Duty – Measuring Cultural Change The FCA has long emphasised the importance of a robust organisational culture in achieving positive consumer outcomes.…
Ensuring Compliance with FCA Operational Resilience Rules by 31 March 2025 Operational resilience is critical for firms operating in the financial services sector. The FCA’s…
Trade-Based Money Laundering (TBML) is an insidious threat that undermines the integrity of the global financial system. By exploiting the complexities of international trade, criminal…
The Evolving Landscape of FCA Regulations: Consumer Duty Compliance In the rapidly shifting terrain of financial services, the Financial Conduct Authority (FCA) continues to underscore…
Managing vulnerable Customers, using MARS – the MorganAsh Resilience System MARS, the MorganAsh Resilience System, is a powerful, easy-to-use web-based software application to enable organisations…
FCA Authorisation for Asset Management FCA Authorisation for Asset management firms looking to secure authorisation from the Financial Conduct Authority (FCA) must navigate a complex…
