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Consumer Duty Final Guidance Consumer Duty, What Is It All About? First formally proposed in May 2021, the Consumer Duty, as published on 27 July…
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Under the Payment Services Regulations 2017 (PSRs 2017) and Electronic Money Regulations 2011 (EMRs), a person providing services or issuing monetary value falling within the…
Do you need FCA Authorisation or does your company really need to be FCA authorised? Generally, if you are engaged in financial services in the…
Watch The Videos, Please share the videos, like the videos, subscribe to the YouTube Channel. The subjects are all issues that require Compliance Officers and…
PSD2 – Incident Management Procedures- EBA Guidelines January 2022 Who do the changes affect? • payment institutions (PIs), e-money institutions (EMIs) and registered account information…
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Many firms ask us if our consultants can stand in as SMF16 and SMF17 for their fledgling business. The answer is not a straightforward 'Yes'…
