Practical fraud prevention training for regulated firms and financial services teams. What Makes Compliance Consultant Courses Different We’ve delivered compliance, risk and financial crime…
Practical, FCA-focused training to help teams make consistent SAR decisions, avoid “defensive SARs”, and strengthen adverse media screening using a clear, risk-based methodology. Subject Access…
Quite simply put, if you are in sales, there is no way you should recommend anything to your client’s unless you can prefix it with…
FCA authorisation/registration application is a subject best assisted and supported by regulatory consultants. If you are attempting the process yourself, you will need to fully…
The UK is among the world’s largest and most open economies, whose strength is based on extensive and productive relationships around the world. Government Ministers…
Conflicts Of Interest – A Practical Guide & Workshop A 1 Day Course – remote The FCA Requirements, Ethical & Best Practice Guidelines What Makes…
The FCA is tightening up its individual conduct rules, replacing the current Approved Persons Regime with the Senior Managers and Certification Regime (SMCR). SMCR regulation…
The FCA is tightening up its individual conduct rules, replacing the current Approved Persons Regime with the Senior Managers and Certification Regime (SMCR). SMCR regulation…
This half-day workshop focuses on how PSD2 Regulatory Technical Standards (RTS) and Strong Customer Authentication (SCA) apply in real operational environments, including exemptions, transaction risk…
Setting up a business to work from London, UK, when you are an overseas entity can be daunting and is not for the feint-hearted, but…
