Mid-sized UK investment firms are being asked to evidence ICARA stress testing, Consumer Duty outcomes, new non-financial misconduct standards and operational resilience at the same…
Most UK financial firms measure only direct compliance spend, around 2.6% of operating costs. TheCityUK and PwC put the true burden above 13%. We break…
Your compliance officer resigns on Friday. Who files your FCA returns on Monday? For mid-sized investment firms, one in-house hire costs £90,000+ in year one…
PS26/6 lets firms issue certificates by email, fold recertification into appraisal and streamline reviews where nothing has changed. HM Treasury plans to remove the Certification…
outsourced compliance services Many UK financial firms drastically underestimate their regulatory overhead by looking only at direct compliance function expenditures, which typically average just 2.6%…
Many scaling UK FinTechs struggle to maintain compliance with the Financial Conduct Authority (FCA) while managing limited operating budgets in 2026. This decision guide from…
SMCR | COCON 1.1.7FR | FIT Non-Financial Misconduct Toolkit Handle bullying, harassment and violence the way the FCA now expects. Templates, checklists and model policy…
For mid-sized UK financial firms securing FCA authorisation or managing ongoing regulatory obligations in 2026, the choice between a specialist FCA compliance consultancy like Compliance…
Every time an FCA case officer raises an unanswered query about your application, the statutory clock stops, turning a six-month wait into a year-long stall.…
Governance, Risk & SMCR in 2026: The Regime Got Lighter. Your Accountability Did Not. Making Compliance Work | Compliance Consultant The short answer 2026 is…
