The financial industry is highly regulated, and compliance with regulatory requirements is essential for any financial services company. Are you struggling to navigate the complex…
Mastering FCA Compliance Monitoring: A Guide for Small and Medium-Sized UK Financial Services Businesses In the ever-evolving landscape of the financial services industry, staying compliant…
The Financial Conduct Authority (FCA) serves as the regulatory body in the United Kingdom with the important task of overseeing and ensuring the fair, transparent,…
The Financial Conduct Authority has announced that it will require 20,000 regulated companies to begin reporting on their financial (operational) resilience as part of its…
FCA regulated activities are described as within or outside the FCA Perimeter of legislation, a defined perimeter set by the Government and Parliament, and it…
Make Your Website GDPR-Compliant Image Source The UK General Data Protection Regulation (GDPR) is the Data Protection Act 2018 that is focused on giving…
Consumer Duty Final Guidance Consumer Duty, What Is It All About? First formally proposed in May 2021, the Consumer Duty, as published on 27 July…
What is a Compliance Footprint? PWC Identified in a report over 12 years ago that “few have had true success with establishing real-time, proactive monitoring…
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