Comprehensive Guide to FCA Authorisation for Firms In the realm of financial services, obtaining Financial Conduct Authority (FCA) authorisation is a crucial milestone for any…
We recognise that value for money is a pre-requisite for all business expenditure. Professional fees are no exception. We have the following values, to which…
What is a Compliance Function? Compliance is an ambivalent function. On the one hand you are considered as the regulators’ ally inside the firm; overseeing…
It might sound trite, to compare making an application for authorisation to a magic trick, Yet if you are under any impression that less-than-perfect preparation…
FCA Authorisations: How do I come to be FCA authorised? FCA Authorisations: You want to satisfy the Threshold Conditions, which are the FCA’s minimum standards…
FCA Authorisations: What are FCA Authorised Persons and FCA Approved Persons? FCA Authorisations: Authorised Persons ( applying section 31 of the Financial Services & Markets…
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