THE IMPORTANCE OF AUTHORISATION Authorisation is one of the key techniques used by the FCA to regulate financial services. It attempts to efficiently identify and…
FCA Authorisation?: It may seem a little trite to compare submitting an authorisation to a magic trick, however, many firms do just that. If you…
At last! A site that helps you understand differences between an FCA Authorised Person. FCA Approved Person and the FCA Regulated Activities involved. Also helps…
FCA Authorisation? It may well sound worn-out, to compare submitting an authorisation to a magic trick, Nevertheless if you are under any illusion that less-than-perfect…
It might possibly appear run-of-the-mill, to compare making an application for authorisation to a magic trick, However if you are under any impression that less-than-perfect…
We recognise that value for money is a pre-requisite for all business expenditure. Professional fees are no exception. We have the following values, to which…
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FCA Authorisations: You want to satisfy the Threshold Conditions, which are the FCA’s minimum standards for getting, and remaining, authorised; see below. FCA Authorisations: The…
FCA Authorisations: Authorised Persons When applying section 31 of the Financial Services & Markets Act [FSMA] defines Authorised persons) as just one of the following:(…
Many compliance consultancies will quote you a base price, but then add in extras like the policies and procedures you will need and if you…
