THE IMPORTANCE OF AUTHORISATION Authorisation is one of the key techniques used by the FCA to regulate financial services. It attempts to efficiently identify and…
FCA Authorisation?: It may seem a little trite to compare submitting an authorisation to a magic trick, however, many firms do just that. If you…
At last! A site that helps you understand differences between an FCA Authorised Person. FCA Approved Person and the FCA Regulated Activities involved. Also helps…
FCA Authorisation? It may well sound worn-out, to compare submitting an authorisation to a magic trick, Nevertheless if you are under any illusion that less-than-perfect…
It might possibly appear run-of-the-mill, to compare making an application for authorisation to a magic trick, However if you are under any impression that less-than-perfect…
We recognise that value for money is a pre-requisite for all business expenditure. Professional fees are no exception. We have the following values, to which…
What is a Compliance Function? Compliance is an ambivalent function. On the one hand you are considered as the regulators’ ally inside the firm; overseeing…
It might sound trite, to compare making an application for authorisation to a magic trick, Yet if you are under any impression that less-than-perfect preparation…
FCA Authorisations: How do I come to be FCA authorised? FCA Authorisations: You want to satisfy the Threshold Conditions, which are the FCA’s minimum standards…
FCA Authorisations: What are FCA Authorised Persons and FCA Approved Persons? FCA Authorisations: Authorised Persons ( applying section 31 of the Financial Services & Markets…
