SMF Submission Packs (SMCR)
Professional templates and services for successful FCA Senior Manager Function (SMCR) applications. From DIY toolkits to complete done-for-you service.
For FCA-Regulated FirmsChoose Your Pack
SMF Submission Toolkit
Essential templates for straightforward applications
£299
Includes VAT
- Condensed Instruction Guide (~20 pages)
- SMF Competency Assessment Template
- Skills Gap Analysis Template
- Statement of Responsibility Template
- Basic Excel Application Tracker
- Immediate download access
MOST POPULAR
SMF Submission Professional Pack
Complete framework with proven results
£449
Includes VAT
- Master Instruction Guide (50+ pages)
- Full FCA regulatory rationale
- 17 professional templates
- Completed example assessment
- Advanced Excel Tracker with automation
- Common Rejection Reasons Guide
- Quick Reference Flowchart
- Recent Client Success Case Study
DFY – Full SMF Application Service
Complete hands-off support
£1,500
Includes VAT
- Initial consultation and candidate briefing
- Complete document preparation
- Due diligence coordination
- Quality assurance review
- FCA Connect submission
- Regulator liaison if queries arise
- Post-approval guidance
- Full support until approval
What’s Included – Full Comparison
| Feature | Toolkit £299 | Professional £449 | Full Service £1,500 |
|---|---|---|---|
| Instruction Guide | ✓ Condensed | ✓ Full 50+ pages | ✓ Included |
| SMF Competency Assessment Template | ✓ | ✓ | ✓ Completed for you |
| Completed Example Assessment | — | ✓ | ✓ |
| Skills Gap Analysis Template | ✓ | ✓ | ✓ Completed for you |
| Statement of Responsibility Template | ✓ | ✓ | ✓ Completed for you |
| Learning & Development Plan | — | ✓ | ✓ |
| Induction Programme Template | — | ✓ | ✓ |
| Regulatory Reference Template | — | ✓ | ✓ |
| DBS & Credit Check Process Note | — | ✓ | ✓ |
| Board Resolution Template | — | ✓ | ✓ |
| Conflict of Interest Declaration | — | ✓ | ✓ |
| CV Requirements Checklist | — | ✓ | ✓ |
| Handover Arrangements Template | — | ✓ | ✓ |
| Excel Tracker | ✓ Basic | ✓ Advanced with automation | ✓ |
| Quick Reference Flowchart | — | ✓ | ✓ |
| Common Rejection Reasons Guide | — | ✓ | ✓ |
| Case Study | — | ✓ | ✓ |
| FCA Connect Submission | — | — | ✓ |
| Regulator Liaison | — | — | ✓ |
Recent Client Success
“Application submitted 19 December 2025. Approved 8 January 2026. Zero questions from the FCA. The methodology in these packs works.”
12
Working Days to Approval
0
FCA Questions Asked
17
Templates Included
Frequently Asked Questions
Which SMFs do these packs cover?
All Senior Management Functions. The principles and requirements are conceptually identical across SMF types – whether you’re appointing an SMF1 (Chief Executive), SMF16 (Compliance Oversight), SMF17 (MLRO), or any other function. The templates work for all.
Which pack should I choose?
The Toolkit (£299) is ideal for straightforward appointments where you’re comfortable with the process. The Professional Pack (£449) is our most popular choice – it provides comprehensive guidance, worked examples, and all the supporting tools. Choose the Full Service (£1,500) if you want completely hands-off support.
How quickly can I access the materials?
The Toolkit and Professional Pack are available for immediate download after purchase. For the Full Service, we’ll contact you within 24 hours to schedule your initial consultation.
Are the templates suitable for Payment Services Firms?
Yes. The packs are designed for all FCA-regulated firms including Authorised Payment Institutions (APIs), Electronic Money Institutions (EMIs), and firms operating under the Payment Services Regulations 2017.
How long does an SMF application typically take?
Most firms experience 8-12 weeks for FCA processing. However, with thorough preparation using our methodology, we’ve achieved approvals in as little as 12 working days. The key is providing complete, well-evidenced applications upfront.
Can I upgrade from Toolkit to Professional Pack later?
Yes. Contact us and we’ll arrange an upgrade, crediting your original Toolkit purchase against the Professional Pack price.
Ready to Get Started?
Join the firms who prepare SMF applications that get approved faster with fewer questions.
View All Packs
