SMCR ResponsibilitiesMapping Playbook
The definitive guide to allocating, documenting and managing Senior Manager responsibilities under the Senior Managers and Certification Regime
Instant PDF Download • Lifetime Access
Get Your Copy NowAre You Struggling With SMCR Mapping?
❌ Unclear Accountabilities
Multiple Senior Managers think they’re responsible for the same area—or worse, no one is. The FCA won’t accept this.
❌ Documentation Gaps
Your Statements of Responsibilities are vague, outdated, or don’t reflect what people actually do day-to-day.
❌ Regulatory Risk
Poor responsibility mapping exposes your firm to enforcement action and your Senior Managers to personal liability.
❌ Handover Chaos
When Senior Managers leave, critical knowledge walks out the door. Transitions create dangerous accountability gaps.
Introducing Your Complete Solution
This comprehensive playbook gives you everything you need to map SMCR responsibilities effectively—from understanding the regulatory framework to implementing robust processes that stand up to FCA scrutiny.
What’s Inside the Playbook
Why This Playbook Works
Practical Templates
Ready-to-use checklists for SMCR mapping and SoR reviews. No starting from scratch.
Regulatory Aligned
Built on FCA guidance, enforcement outcomes, and real implementation experience.
Action-Oriented
Step-by-step methodology you can implement immediately. No theory overload.
Risk Reduction
Identify and close accountability gaps before the FCA finds them.
Who Is This For?
Compliance Officers responsible for SMCR oversight and documentation
Senior Managers who need to understand their accountabilities
HR Directors managing Senior Manager appointments and transitions
Company Secretaries maintaining governance documentation
Consultants advising clients on SMCR implementation
Newly Authorised Firms implementing SMCR for the first time
Get Your Playbook Today
Stop struggling with unclear responsibilities and regulatory uncertainty. Get the complete framework for SMCR mapping success.
One-time payment • Instant download • Lifetime access
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