Compliance by Compliance Consultant = Peace of Mind In today’s fast-paced business environment, it’s easy to overlook important regulatory compliance requirements. Companies often prioritise their…
FCA Senior Management Coaching Course Compliance Consultant are proud to provide a course suitable for new FCA Authorisation Applicants or anyone applying for a senior…
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in Early 2022, the FCA laid out its thoughts on what companies need to be considering when wanting to make these essential compliance appointments in…
Compliance Consultant, London Fixed Fees Our Fixed Fee Options Below is a summary of our typical fee level and structure for different Application types (FCA…
For a fraction of the cost of a fine or management time wasted during regulatory scrutiny, we can review, revise, recommend and embed the right…
Fraud including Credit Card Fraud and Suspicious Transactions Course What Makes Compliance Consultant Courses Different We have been delivering training for over 20 years and…
The FCA is tightening up its individual conduct rules, replacing the current Approved Persons Regime with the Senior Managers and Certification Regime (SMCR). SMCR regulation…