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Our Fixed Fee Compliance Consultancy Options

Compliance Consultant, London Fixed Fees

compliance consultants london

Our Fixed Fee Options

Below is a summary of our typical fee level and structure for different Application types (FCA Application fees are separate). The fees quoted below include ongoing ad-hoc/general compliance support for the business in question – i.e. matters which can typically be addressed by phone or e-mail.

Fixed Cost is confirmed in proposal, subject to sight of your Business Plan/Approach Document/Positioning paper/Whitepaper.

While many projects are run on a consultancy rates per day/week/month (per diem) we believe that new businesses appreciate fixed consultant fees in the UK.

 

To help create your Business Plan using our SPP system;

  • 2 x Business Plan Workshops. Helping you to build an effective and descriptive business plan. Up to 2 Hrs each. From £3,600
  • Customer Journey Workshop Adding more value to your Business Plan. Up to 2 Hrs. From £1,800
  • Risk Assessment Workshop Adding even more depth of understanding demonstrated in your Business Plan. Up to 2 Hrs. From £1,800
  • Compliance Monitoring Workshops. Showing your understanding of the Regulatory Compliance expectation as an ongoing activity. Up to 2 hrs. From £1,800
  • Post Submission Senior Management Training/Workshop. Helping you understand as an FCA authorised person what you are likely to be questioned on and the areas you may need to brush up on. Up to 2 hrs From £1,800
  • Wind-Down Planning & Safeguarding measures planning documents/pack (if applicable) From £2,850

Claims Management

  • Authorisation, Small (Turnover less than £1m): £10,000
  • Authorisation, Large (Turnover more than £1m): £13,000 – £18,000

Consumer Credit

  • Credit Broker, Limited Permissions (e.g. motor dealer, coffee machines, water softener sales): £2750 (up-front)
  • Credit Broker, Full Permissions: £10,000 – £14,000
  • Consumer Hire, Limited Permissions: £2,500 (up-front)
  • Full Permissions – Lending: £10,000 – £14,000

Crypto

  • AML Registration – £13,000 – £18,000

Investment Services

  • Investment services intermediary (Arranging, Advising, CF30, Non-Retail): £13,000 – £18,000
  • Investment services intermediary (Arranging only, Non-Retail): £10,000 – £12,000
  • Investment services intermediary (Arranging, Advising, CF30, Retail): £13,000 – £18,000
  • Investment Management (Discretionary Control, Non-Retail): £13,000 – £18,000
  • Investment Management (Discretionary Control, Retail): £15,000 – £25,000

Mortgage, General Insurance, IFAs

  • General Insurance intermediary (‘GI Broker’): £10,000 – 15,000
  • Mortgage & General Insurance (‘M&GI’): £13,000 – £18,000
  • IFA practice (typically the above, plus Investments & Pensions):£13,000 – £18,000

PSD2

​Payment Services

  • API – Payment Account operator: £13,000 – £18,000
  • SPI – Payment Account operator, Merchant acquirer, Money remittance: £10,000 – £12,000
  • RAISP: £10,000
  • PIS: £10,000

E-money

  • Registered (‘SEMI’): £10,000 – £15,000
  • Full (‘EMI’): £13,000 – £18,000

Variations of Permission – VOP

  • Variations downward (removal of Permissions, assuming all GABRIEL reporting are in order): £2,500 (up-front)
  • Variations upward: £2,500 for a minor horizontal manoeuvre;
  • Vertical manoeuvres need to be discussed then priced

Cancellations

  • Where there are no background issues: £2,500 (up-front)

Notes
Quotes assume a business size comprising up to two Directors

Payment system for Authorisation/Registration
50% payable up-front in order to commence the Project (except where otherwise stated)
25% is payable upon submission of the application to the FCA
25% payable 90 days after submission.

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