5 Emerging Challenges Of FCA Financial Promotions You Should Look Into Have you ever wondered how financial companies attract and keep their customers? One of…
What is an Asset Management Company (AMC)? An asset management company (AMC) is a firm that invests a pooled fund of capital on behalf of…
FCA regulated activities are described as within or outside the FCA Perimeter of legislation, a defined perimeter set by the Government and Parliament, and it…
Heads of compliance and MLROs Make sure you understand the FCA expectations if your firm is applying to the FCA to approve individuals to these…
FCA Senior Management Coaching Course Compliance Consultant are proud to provide a course suitable for new FCA Authorisation Applicants or anyone applying for a senior…
A bit about us. Compliance Consultant was established in 2000 to provide a pragmatic and effective alternative solution to firms needing FCA (FSA as was)…
Claims Management Companies will need to provide to the FCA, when and if asked, Compliance Procedures and Financial Crime policies. We have worked with a…
Consumer Duty Final Guidance Consumer Duty, What Is It All About? First formally proposed in May 2021, the Consumer Duty, as published on 27 July…
What do ‘Wentworth Golf and Country Club’, the ‘UK Research and Innovation (UKRI)’, ‘Serco’ and ‘Acer’ have in common? They were all ransomware victims in…
Watch The Videos, Please share the videos, like the videos, subscribe to the YouTube Channel. The subjects are all issues that require Compliance Officers and…