FCA compliance requirements for a start-up Compliance Consultant can assist you with all of the FCA handbook compliance requirements for your new business, from the…
A Regulatory Business Plan (RPB) Is Your Showcase To Demonstrate Understanding & Forethought. The FCA/PRA Regulatory Business Plan should demonstrate that the targets set by…
Senior Managers and Certification Regime (SMCR) The Senior Managers and Certification Regime (SMCR) replaced the previous UK approved Persons Regime (APR) in order to place…
THE IMPORTANCE OF AUTHORISATION Authorisation is one of the key techniques used by the FCA to regulate financial services. It attempts to efficiently identify and…
The extension of the SMCR to FCA solo-regulated firms affects over 45,000 financial companies. Do you know how the extension of the Senior Managers and…
Comprehensive Guide to FCA Authorisation for Firms In the realm of financial services, obtaining Financial Conduct Authority (FCA) authorisation is a crucial milestone for any…
Practical fraud prevention training for regulated firms and financial services teams. What Makes Compliance Consultant Courses Different We’ve delivered compliance, risk and financial crime…
Quite simply put, if you are in sales, there is no way you should recommend anything to your client’s unless you can prefix it with…
FCA authorisation/registration application is a subject best assisted and supported by regulatory consultants. If you are attempting the process yourself, you will need to fully…
The UK is among the world’s largest and most open economies, whose strength is based on extensive and productive relationships around the world. Government Ministers…
