Reasonable Steps – What Are They? What are reasonable steps? The introduction of the SMCR statutory duty of responsibility (SDR) places the onus on Senior…
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Sometime people think that we are acting on behalf of the Financial Conduct Authority (FCA) and Financial Ombudsman Service (FOS). Compliance Consultant would like to…
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Please download our brochure regarding assistance for a Skilled Person Review (FCA Section 166), after completing the form below. What is a s166? When an…
