Get your free “Vulnerable Customers” Brochure Here FCA DEFINITION: “A vulnerable customer is someone who, due to their personal circumstances, is especially susceptible to harm,…
A Word About Tokens – An FCA Perspective: Cryptocurrency regulation UK The key thing to note is that in the FCA cryptocurrency regulation, any token that…
So What Are The Ongoing Requirements After FCA Authorisation? There are a number of areas that firms should pay attention to and be accurate in…
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Quite simply put, if you are in sales, there is no way you should recommend anything to your client’s unless you can prefix it with…
Lee Werrell, Chartered FCSI and owner of Compliance Consultant states, “As with all good compliance; it’s not what you do, it’s what you wrote down…
During March 2018, the FCA released its consultation paper (CP18/6) on its proposed approach to the application of the European Banking Authority’s (EBAs) final guidelines…
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