The term Operational Risk Management (ORM) is not brand-new. It has been tossed about in organisations across the world for a number of years. ORM…
It might seem worn-out, to compare applying for authorisation to a magic trick, However if you’re under any false impression that less-than-perfect preparation is good…
Financial services providers, investment companies and retail credit firms need to be Financial Conduct Authority (FCA) authorised. Here’s a summary of what you ought to…
It might possibly seem run-of-the-mill, to compare making an application for authorisation to a magic trick, but if you’re under any illusion that less-than-perfect preparation…
ORM and the oft associated term Enterprise Risk Management (ERM) have generally been utilised as corporate buzzwords, organisation culture idioms referenced in board conferences and…
Brand new FCA suggestions on operational and security risk management by Payment Services Providers (PSPs) In March 2018, the FCA distributed its consultation paper (CP18/6)…
It might sound trite, to compare making an application for authorisation to a magic trick; yet if you are under any impression that less-than-perfect preparation…
The changes made to the FCA’s complaint handling rules in June 2016 are well documented and should be adopted by every financial services firm buy…
What is an Insistent Client and how to deal with them. The FCA Handbook does not refer to insistent clients and there are no rules…