FCA Compliance Consultants: Retained Expertise
Step up your compliance status with our retainer services, expertly tailored for financial advisers and insurance/investment firms across the UK.
Our bespoke Compliancy Services packages.
We have limited capacity to take onboard new clients for our retainer services. Be the first to apply!
FCA Compliance Consultants: Get the answers you need when you need them—Bronze, Silver, and Gold—are crafted to keep you ahead, ensuring you stay compliant without the hassle, from only £250 per month.
If Key Agreed Metrics Are Not Met By Us, The Next Month is FREE!
Bronze Level: Solid Foundations in Compliance – The Smart Start Compliance Services for New or Small Advisory Firms
Kick-start your compliance strategy with Bronze. This package offers quarterly reviews focusing on upcoming regulatory issues and monthly updates, keeping you informed without overwhelming your schedule. Plus, access to basic online training equips your team with necessary knowledge at a pace that suits you. Compliance Q&A via email only.
**FREE** Governance Review Service – We will assess your governance level and recommend any policies that you may be missing. Applies to ALL levels.
Silver Level: Enhance Your Compliance Services , Elevate Your Practice – From £550 pm
Elevate to Silver and experience enhanced compliance management. With weekly regulatory updates and comprehensive online training modules, your team stays ahead of the curve. Priority customer support ensures your queries are fast-tracked, providing quicker solutions to compliance challenges.
SPECIAL SILVER BONUS: Access to online secure document portal to keep up to 50 documents protected and managed effectively, allowing audit “view only” access and unlimited users. Ask for details. Limited time offer.
Gold Level: Premier Compliance Services for Top-tier Firms – From £750 pm
Opt for Gold to access the pinnacle of compliance support. This premier package includes everything from Silver (including bonuses available at the time) plus exclusive features like all-access advice via phone or Zoom with a maximum 3 hour response time, and a dedicated compliance consultant. Benefit from immediate updates and personalised, expert guidance, ensuring your firm not only meets but exceeds compliance standards.
SPECIAL GOLD BONUS: For an additional £150 per month upgrade the online secure portal to 500 documents. Ask for details. Limited time offer.
Limited Time Offer: Gold Retainer Clients Qualify for reduction in project costs by up to 20% – Ask Today For Details.
PLUS EXTRA SPECIAL OFFER of digitising your CMP and using the portal to automate update reminders and schedules.
With our retainer services, your firm will master the complexities of compliance, staying updated with the latest regulations with minimal internal resource expenditure. Whether you’re a burgeoning startup or an established company, our tiered offerings ensure there’s a perfect match for your needs.
Stay Compliant, Stay Ahead – With Our Tailored Compliancy Services Retainer Options.
Our Full Service Obviously Has The Following 11 Benefits;
You will get a response within 3 hours by phone or email/text.
Fast Onboarding – 72 Hours maximum.
From PBR, S165 or S166 (we were appointed as skilled persons in 2012), we will advise and make recommendations regarding what is required.
Your issues take priority over other work whilst we respond to your query; additional research or further work that may be required will be quoted on.
Products like our best-selling Compliance Manual/AML Policy & Procedures are provided at a heavy discount typically around 40%.
Any services we offer is again heavily discounted from 5 – 20%.
Normal service is mainstream hours Monday to Friday but weekends and evenings are ad-hoc, although we often can be found working into the night or across the weekends at some point. Holidays excepted, but happy to take emergency calls.
You will receive a monthly “Statement of account” before the next billing cycle or after a purchase.
We work on a first come, first served basis, so anyone paying ‘Premium Retainer’ for the longer time, gets priority over the other Premium Retainer clients – only if push comes to shove and we are snowed under.
We occasionally have marketing promotions, and you get free gifts and/or free or heavily discounted event tickets for anything run by us.
Also available for discussions on business strategy and marketing; areas we are also often asked about. Consumer Duty, UK GDPR, AML Reviews and FCA SMCR, our specialities.
30 min telephone/video call per month to discuss your regulatory needs or issues.
We only take on a maximum of 12 new clients per quarter. If you are too late for this quarter, we will add you to the list for the next quarter on a first-come-first-served basis.
Don’t let compliance challenges slow you down. Choose your plan today and secure the foundation or enhance your firm’s compliance strategies for a brighter, more secure future. All prices + VAT.
