A bit about us. Compliance Consultant was established in 2000 to provide a pragmatic and effective alternative solution to firms needing FCA (FSA as was)…
FCA Regulatory Assessment Audit Introduction to FCA Audits Navigating the complex waters of the Financial Conduct Authority (FCA) regulations is no small…
Board of Directors – Understanding and Further Training? What does the Board of Directors do? It provides leadership of the organisation within a framework of prudent…
FCA Authorisation: We manage your regulatory application to the UK’s Financial Conduct Authority (FCA) by setting out a project plan, guiding you through the process…
THE IMPORTANCE OF AUTHORISATION Authorisation is one of the key techniques used by the FCA to regulate financial services. It attempts to efficiently identify and…
Comprehensive Guide to FCA Authorisation for Firms In the realm of financial services, obtaining Financial Conduct Authority (FCA) authorisation is a crucial milestone for any…
We recognise that value for money is a pre-requisite for all business expenditure. Professional fees are no exception. We have the following values, to which…
One-size-fits-all compliance doesn’t cut it in today’s FCA landscape. Bespoke, qualified support keeps you compliant & cost-efficient. Making Compliance Work. 📞 0800 689 0190 #FCA…
FCA Authorisations: You want to satisfy the Threshold Conditions, which are the FCA’s minimum standards for getting, and remaining, authorised; see below. FCA Authorisations: The…
FCA Authorisations: Authorised Persons When applying section 31 of the Financial Services & Markets Act [FSMA] defines Authorised persons) as just one of the following:(…
