Helping you obtain FCA Authorisation
We can assist you with your FCA authorisation application from beginning to end
We have aided hundreds of UK financial solutions firms obtain authorisation or registration. They have actually included financial institutions such as banks, broker dealerships, property managers, providers, crowdfunding web site operators, loan providers as well as insurance companies and Payment Services Providers.
Our work on your FCA authorisation will typically involves:
- Initial guidance and also scoping; we can discuss the series of options offered, help you decide on the optimum governing structure, and advise you on the crucial operational parts of business that the FCA will expect to be in train during the application.
- Compiling the application pack; we can prepare the types and regulatory company plan for you, or evaluate your work and suggest improvements.
- Helping you identify how to assess the FCA Consumer Duty Requirements.
- Drafting your compliance and risk management plans as well as procedures in conjunction with you.
- Handling your relationship with the FCA as well as addressing the situation officer’s questions.