We recognise that value for money is a pre-requisite for all business expenditure. Professional fees are no exception. We have the following values, to which…
Following the extension of the Senior Managers Regime 2018 (SMCR), the change from the current FCA Approved Persons Regimes (APER), the number of individuals on…
What is an Insistent Client and how to deal with them. The FCA Handbook does not refer to insistent clients and there are no rules…
The Independent Financial Advice (IFA) sector was given a clean bill of health by the FCA in May 2017. Or was it? A suitability review…
Many people often tell us that they are not sure what we do. If you have a UK Financial Services Regulatory Compliance Risk Support enquiry…
Compliance Consultancy Compliance Consultant is one of the UK’s leading FCA compliance consultancies. We help financial services firms achieve FCA & PRA Authorisation, Manage their…
