A Regulatory Business Plan (RPB) Is Your Showcase To Demonstrate Understanding & Forethought. The FCA/PRA Regulatory Business Plan should demonstrate that the targets set by…
Senior Managers and Certification Regime (SMCR) The Senior Managers and Certification Regime (SMCR) replaced the previous UK approved Persons Regime (APR) in order to place…
The extension of the SMCR to FCA solo-regulated firms affects over 45,000 financial companies. Do you know how the extension of the Senior Managers and…
The FCA is tightening up its individual conduct rules, replacing the current Approved Persons Regime with the Senior Managers and Certification Regime (SMCR). SMCR regulation…
The FCA is tightening up its individual conduct rules, replacing the current Approved Persons Regime with the Senior Managers and Certification Regime (SMCR). SMCR regulation…
SMCR is one of the strictest accountability codes of any industry with executives vulnerable to penalties, including jail, for failings beneath their oversight.
