Get Our FREE Exemption to FCA Authorisation Explanatory Brochure on how we can help you be sure you do not require authorisation Just enter your details…
The SMCR Code of Conduct is freely available on the FCA Website, biut how did it come about? What’s the history of the SMCR and…
A Regulatory Business Plan (RPB) Is Your Showcase To Demonstrate Understanding & Forethought. The FCA/PRA Regulatory Business Plan should demonstrate that the targets set by…
Senior Managers and Certification Regime (SMCR) The Senior Managers and Certification Regime (SMCR) replaced the previous UK approved Persons Regime (APR) in order to place…
The extension of the SMCR to FCA solo-regulated firms affects over 45,000 financial companies. Do you know how the extension of the Senior Managers and…
The FCA is tightening up its individual conduct rules, replacing the current Approved Persons Regime with the Senior Managers and Certification Regime (SMCR). SMCR regulation…
The FCA is tightening up its individual conduct rules, replacing the current Approved Persons Regime with the Senior Managers and Certification Regime (SMCR). SMCR regulation…
SMCR is one of the strictest accountability codes of any industry with executives vulnerable to penalties, including jail, for failings beneath their oversight.
