Mid-sized UK investment firms are being asked to evidence ICARA stress testing, Consumer Duty outcomes, new non-financial misconduct standards and operational resilience at the same…
PS26/6 lets firms issue certificates by email, fold recertification into appraisal and streamline reviews where nothing has changed. HM Treasury plans to remove the Certification…
SMCR | COCON 1.1.7FR | FIT Non-Financial Misconduct Toolkit Handle bullying, harassment and violence the way the FCA now expects. Templates, checklists and model policy…
Governance, Risk & SMCR in 2026: The Regime Got Lighter. Your Accountability Did Not. Making Compliance Work | Compliance Consultant The short answer 2026 is…
