Emerging Compliance and Risk challenges for Fintech. In an era where ‘FinTech’ has transitioned from a trendy concept to a transformative force in finance, we…
8 Things You Must Do As Director’s Duties Under The UK Companies Act 2006 In the UK, directors of a limited company have various duties…
The rise of Buy Now Pay Later (BNPL) services has transformed the way consumers shop, providing convenient and flexible payment options. However, concerns have been…
“The Three Lines of Defence: An Essential Resource for Compliance Professionals” is an informative book designed to provide compliance directors, managers, and operational risk directors…
The main objective of this book is to provide a comprehensive guide to FCA conduct risk for small business owners. The Financial Conduct Authority (FCA)…
Mastering FCA Compliance Monitoring: A Guide for Small and Medium-Sized UK Financial Services Businesses In the ever-evolving landscape of the financial services industry, staying compliant…
Consumer Duty Q&A Now deep into the implementation stage of the FCA Consumer duty timeline, many firms have an understanding of the requirements and are…
Watch The Videos, Please share the videos, like the videos, subscribe to the YouTube Channel. The subjects are all issues that require Compliance Officers and…
Compliance Consultant have re-launched their high speed website To get the word out, we have introduced a competition to the first 50 respondents in the…
Compliance Pain Points Q&A If you need any assistance, in strictest confidence, call us today on 0800 869 0190 or email info@complianceconsultant.org