Compliance Annual Reporting Annual Compliance Report Providing a written annual compliance report to board of directors in respect of compliance on an at least annual…
The FCA’s complaint handling requirements and the Financial Ombudsman Service (FOS). The FOS is an independent adjudicator of consumer complaints linked to the supply of…
AGM or Business Plan Template Document. “If you can’t see where you’re going, you surely aren’t going to get there.” That’s why you need a…
Many cryptoasset firms have had their applications rejected or recommended to withdraw due to a poor standard of completion. FCA cryptocurrency registration is akin to…
Obviously financial misbehaviour comes under the guise of financial crime, fraud or embezzlement, but non-financial misbehaviour can come in lots of guises such as, discrimination,…
Block chain Technology Issues: 5 Ways to Overcome blockchain regulations & Crypto UK currency Payment Issues With the increased demand for new technological systems, there…
In Summer 2019, the FCA Issued A Dear CEO Letter To All Payment Companies Regarding Their Safeguarding Accounts and Their Management of Them. Nearly 4…
Authorised firms are required to have effective procedures in place and within these are found to be errors across many firms. This may be due…
Reasonable Steps – What Are They? What are reasonable steps? The introduction of the SMCR statutory duty of responsibility (SDR) places the onus on Senior…
Cryptocurrency/cryptocurrencies: The world is unerringly moving towards a digital ecosystem Cryptocurrencies are a promising addition to that ecosystem providing unparalleled benefits to consumers and suppliers.…
