Why are Reasonable Steps important? The introduction of reasonable steps under the Senior Managers & Certification Regime (SMCR) was driven by the regulators’ desire to…
Board of Directors – Understanding and Further Training? What does the Board of Directors do? It provides leadership of the organisation within a framework of prudent…
Once your organisation has achieved authorisation, you’re dedicated to satisfy a variety of on-going FCA compliance responsibilities. Companies either pick our consultancy services to help…
Practical, FCA-focused training to help teams make consistent SAR decisions, avoid “defensive SARs”, and strengthen adverse media screening using a clear, risk-based methodology. Subject Access…
Conflicts Of Interest – A Practical Guide & Workshop A 1 Day Course – remote The FCA Requirements, Ethical & Best Practice Guidelines What Makes…
