Regulatory Compliance: The term Operational Risk Management (ORM) is not brand-new. It has been tossed about in organisations across the world for a number of…
Financial services providers, investment companies and retail credit firms need to be Financial Conduct Authority (FCA) authorised. Here’s a summary of what you ought to…
Operational Risk management (ORM) and the oft associated term Enterprise Risk Management (ERM) have generally been utilised as corporate buzzwords, organisation culture idioms referenced in…
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FCA Authorisations: Authorised Persons When applying section 31 of the Financial Services & Markets Act [FSMA] defines Authorised persons) as just one of the following:(…
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