Heads of compliance and MLROs Make sure you understand the FCA expectations if your firm is applying to the FCA to approve individuals to these…
Make Your Website GDPR-Compliant Image Source The UK General Data Protection Regulation (GDPR) is the Data Protection Act 2018 that is focused on giving…
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A bit about us. Compliance Consultant was established in 2000 to provide a pragmatic and effective alternative solution to firms needing FCA (FSA as was)…
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Consumer Duty Final Guidance Consumer Duty, What Is It All About? First formally proposed in May 2021, the Consumer Duty, as published on 27 July…
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Under the Payment Services Regulations 2017 (PSRs 2017) and Electronic Money Regulations 2011 (EMRs), a person providing services or issuing monetary value falling within the…
Do you need FCA Authorisation or does your company really need to be FCA authorised? Generally, if you are engaged in financial services in the…
