A bit about us. Compliance Consultant was established in 2000 to provide a pragmatic and effective alternative solution to firms needing FCA (FSA as was)…
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Consumer Duty Final Guidance Consumer Duty, What Is It All About? First formally proposed in May 2021, the Consumer Duty, as published on 27 July…
Top 5 Dangerous Trends For UK Compliance Officers 2022 Across a plethora of consultancies and other leading advisers, a number of surveys, projections and recommendation…
Do I need FCA Authorisation or Registration? Get Our FREE FCA Authorisation or Not – Explanatory Brochure on how we can help you obtain FCA…
FCA Authorisation Investment Brochure for FCA Authorisation/Registration Download our Free brochure now for Investment Firm Authorisation by completing the form.
Transactional Red Flags Some of the most common red flags are; Many payments in small amounts to avoid attracting attention High-value cryptocurrency transactions in only…
in Early 2022, the FCA laid out its thoughts on what companies need to be considering when wanting to make these essential compliance appointments in…
Under the Payment Services Regulations 2017 (PSRs 2017) and Electronic Money Regulations 2011 (EMRs), a person providing services or issuing monetary value falling within the…
Do you need FCA Authorisation or does your company really need to be FCA authorised? Generally, if you are engaged in financial services in the…