The Financial Conduct Authority (FCA) has intensified its scrutiny of ongoing services in the wake of the Consumer Duty. This proactive stance has had significant…
What is CONC – An Introduction Delving into the latest updates in the Consumer Credit Sourcebook (CONC), it becomes evident that financial firms need to…
FCA Authorisation: Understanding the Two Main Types for Firms Navigating the complex landscape of FCA authorisation is crucial for any firm operating within the UK…
Financial Crime Prevention: Implementing Strategies to Prevent Fraud and Insider Trading Introduction With the growth of the financial environment and its constantly increasing complexity, it…
Mastering the Internal Capital and Risk Assessment (ICARA) Process The Internal Capital and Risk Assessment (ICARA) is a pivotal requirement for firms to effectively manage…
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Streamline Your FCA Authorisation with Expert Assistance Navigating the complexities of FCA Authorisation can be a daunting task, but our “Done with You” FCA Authorisation…
The FCA’s Consumer Duty – Measuring Cultural Change The FCA has long emphasised the importance of a robust organisational culture in achieving positive consumer outcomes.…
Head of Compliance: The Head of Compliance plays a critical role in ensuring that an organisation adheres to legal and regulatory requirements. MLRO: The Money…
For firms aiming to offer consumer credit in the UK, obtaining authorisation from the Financial Conduct Authority (FCA) is a mandatory requirement. The process can…
