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3 Business in a Box Tips that Guarantee Success

Consultant Enablement Programme — Now Open

Build a Compliance Consultancy
That Pays You

You already have the regulatory expertise. What you need is the business infrastructure, the client proposition, and the commercial framework to turn that expertise into a practice that generates serious income — independently.

£3k
Typical day-rate for a retained compliance consultant
50+
Editable documents included in the Business in a Box
9
Structured modules — from formation to first client

Three kinds of compliance professional — one programme

This is not a compliance training course. This is a business-building programme for people who already know compliance — and want to build a practice around it.

The Career Professional

You have 5, 10 or 20 years in compliance. You are a Head of Compliance, a Senior Compliance Officer, or a Risk Manager. You know more than most people in the room — and you are still capped at a salary. The Business in a Box gives you the infrastructure to go independent and charge for what you know.

The Independent Already Trading

You have clients. You have a day-rate. But you are operating from a laptop and a handshake agreement. You need commercial infrastructure — properly drafted contracts, a full service menu, AML and audit frameworks, an FCA Authorisation support toolkit — the documents that make you look like a serious practice.

The Aspiring Consultant

You are currently employed. You know the regulatory landscape well but you have never built a business. The programme walks you through every step — from company formation and service design to your first client conversation — with every document and framework you need already drafted.


Expertise without infrastructure is just expensive advice you give for free

Most compliance professionals who go independent have the knowledge. What they lack is the commercial architecture around it. The result: they undercharge, under-protect themselves, and take on clients that drain rather than pay.

No properly drafted service contracts — every engagement starts without real protection. One difficult client can cost you months of revenue in disputes.

No defined service menu or pricing framework — charging by the hour caps your income and makes you interchangeable. You need to package what you know.

No AML policy suite, audit framework or FCA toolkit — so every new client engagement starts from scratch. That is unpaid time you absorb on every new instruction.

No client acquisition system — the best compliance professionals are the worst self-promoters. Without a structured outreach and onboarding process, growth is word-of-mouth and luck.

“We built the Compliance Consultant Enablement Programme because we watched excellent practitioners leave brilliant careers — and then struggle commercially because nobody had ever taught them how to build and run a consultancy business. The expertise was never the issue.”
— Compliance Consultant, complianceconsultant.org

This Programme Solves All Of It

Everything you need to launch, protect, price and grow a compliance consultancy is here — drafted, templated and ready to deploy. In one download. From the people who built one.


Three ways to build your compliance consultancy

Choose the level of support that matches where you are. Every tier includes the same core IP — the difference is how much of the build you do yourself and how much we do with you.

TIER ONE
Business in a Box
Everything you need to launch — self-directed
£1,490 one-off download

50+ editable documents across nine structured modules

AML policy suite — fully editable, ready to deploy with clients

FCA Authorisation toolkit — step-by-step application support documents

Compliance audit framework — scope, methodology and reporting templates

Client contracts, onboarding and pricing tools — built and ready

90-day launch plan — structured day-by-day action programme

Download instantly via E-Junkie — begin building today

Get the Box — £1,490→
TIER THREE
Master Practitioner Licence
Trade under our brand, share our pipeline
£12,000 + £1,500/year renewal

Full brand rights — trade as an affiliated Compliance Consultant practitioner

Listed on complianceconsultant.org — part of a nationally recognised practice

Client referral pipeline — regulated businesses we cannot take on, referred to you

Complete IP library — every template, framework and guide we have developed

Annual IP update pack — kept current as regulations evolve

Onboarding programme — three structured sessions in your first month

Principal Practitioner progression — title system from Associate to Principal

Enquire About the Licence →

Nine modules. 50+ documents. Zero blank pages.

Every document in the Business in a Box was built from live compliance consultancy practice. Nothing theoretical. Everything editable, brandable and deployable with your own clients from the moment you download.

Formats & Delivery

All documents are delivered in fully editable Microsoft Word and PDF format. Templates are branded-neutral — add your own logo, name and contact details in minutes.

Delivered via secure download link from our E-Junkie store. Instant access on payment. No waiting, no posting, no approval required.

MODULE 01
Business Structure & Legal Framework
Company formation checklist · Terms of business · Data processing agreements · PI insurance guide
MODULE 02
Service Design & Pricing Framework
Service menu template · Fee guide builder · Proposal template · Scope of work agreements
MODULE 03
AML Policy & Governance Review Suite
AML policy · Risk assessment framework · CDD checklists · Suspicious activity reporting procedures · SAR templates
MODULE 04
Compliance Audit Framework
Audit scope template · Methodology document · Fieldwork workbooks · Finding registers · Audit report template
MODULE 05
FCA Authorisation Support Tools
Application readiness checklist · Business plan template · Regulatory business plan · Controller questionnaire · FCA correspondence guide
MODULE 06
Regulatory Risk Management
Risk register template · Risk appetite statement · Compliance monitoring programme · Horizon scanning tracker
MODULE 07
Client Onboarding & Commercial Documents
Engagement letter · Client questionnaire · Onboarding checklist · Invoice template · Statement of work
MODULE 08
Marketing & Client Acquisition Guide
LinkedIn profile guide · Cold outreach scripts · Proposal conversion framework · Referral request template · Case study template
MODULE 09
Operational Setup & 90-Day Launch Plan
Operations manual · Practice management guide · 90-day launch calendar · First client checklist · KPI tracker

Built by practitioners. Not by academics.

The Compliance Consultant platform was created by compliance professionals who built their own practices — and who work with regulated businesses every day. The materials in this programme are the same materials used in live client engagements.

1

The documents are live, not hypothetical

Every template in the Business in a Box has been used in real client engagements with FCA-regulated firms. They are not examples — they are working documents, adapted and generalised so you can deploy them immediately.

2

Four regulatory specialisms covered

Governance and AML Reviews. Compliance Audits. FCA Authorisation Support. Regulatory Risk Management. These are the four areas of highest demand from regulated businesses. Your toolkit covers all of them.

3

Kept current as regulations evolve

The FCA does not stand still. Neither do we. Members of the Compliance Consultancy Live monthly programme receive template updates automatically when material regulatory changes require it — no re-purchasing, no additional charge.

4

A national brand behind your proposals

Master Practitioner licencees trade with the Compliance Consultant brand on their materials. That credibility — a nationally recognised practice with a full client pipeline — shortens your sales cycle and increases your closing rate from day one.

Your investment pays for itself

Typical AML review fee £2,500+
Typical compliance audit £3,500+
FCA Authorisation support £5,000+
Retained CCO contract £35k/yr
Business in a Box £1,490

A single AML review from your first client recovers the cost of the Business in a Box more than twice over. Everything after that is margin.

Start Building Today


Ready to Begin

Start building your compliance consultancy today

Download the Business in a Box and have the infrastructure of a professional compliance practice in your hands within minutes.

UK: 0800 689 0190  |  International: 0208 243 8620

Or email: info@complianceconsultant.org

author avatar
Lee Werrell