Trying To Find A Governance Review Process, Or Need An External Review Of Governance?
Still Looking For The Elusive Governance Review Template, Trying To Find A Governance Review Process, Or Need An External Review Of Governance?
The FCA expect you to know what systems and controls your business has and never provide a schedule of documents. The activity for you involved around using a Governance Review Template, or perfecting your own Governance Review Process is time consuming and therefore costly.
Why not get the specialists to do a SYSC 3 evaluation. We will do a gap analysis for you of what you have and what you (in our opinion) should have to run your business. Not only that but we will provide a written report of the missing policies and a description of why they are important.
You don’t have to fill the gaps if you don’t want to, but you can do it yourself or ask us to create new documents for you; we will be happy to quote.
Just click on the “Sign Up” button below and we will contact you with the required forms for you to return. No cost, no obligation. T&C’s apply*.
* T&C’s: To apply you have to be a UK FCA Authorised Firm with at least 1 Years trading. You have to be a SMF 3/16/17 and be based in the UK.
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