FCA Compliance Training Courses
Compliance Consultant conducts many training events for clients in-house. We can utilise your facilities or organise an event for you; alternatively, we also offer public courses.
Why Choose Our Compliance Training?
We deliver practical compliance training tailored to the needs of financial firms. Courses are led by Chartered Compliance Professionals and aligned with ICA, FCA, and SMCR standards. Training is available on-site, online, or at public events, with full pre- and post-training support included.
IN HOUSE COMPLIANCE COURSES
We offer a range in house courses.
Type: The Introduction Level 1/2 Day Course
Cost: £290 (per person) (Min 4 persons)
Type: The Foundation Level 1/2 Day Course
Cost: £290 (per person) (Min 4 persons)
Type: The Advanced Level 1Day Course
Cost: £550 (per person) (Min 4 persons)
For Accountants & Solicitors, “The Responsibilities of the MLRO” course is £750 per 1 person and a copy of the Course as a PDF and MLRO Checklist for their records. Involves a test for clarity.
For Accountants & Solicitors, “The Responsibilities of the MLRO” course is £750 per 1 person and a copy of the Course as a PDF and MLRO Checklist for their records. Involves a test for clarity. Additional persons on application.
Remote only – on-site Min 2 persons.
Type: Full Day Course (4 min persons)
Cost: £550 (per person)
Type: Practical Guidance for UK Firms (Online)
Cost: £550 (per person) (Min 4 persons)
Type: Full Day Course (Coming Soon)
Cost: £550 (per person)
Type: For Fintech Firms (Online Course)
Cost: £250 (per person) (Min 4 persons)
Type: Short Course (min 4 persons)
Cost: £35 (per person)
A history of where we came from to get to SMCR from the Approved Person Regime Weaknesses, The PCBS and FEMR to industry wide adoption in 2019.
Type: Financial Crime: Fraud and Suspicious Transactions – 200 slides
Cost: £280 pp (minimum 3) – half day remote.
One off cost £320
Type: Full Day Course, In-house Course (min 8 persons)
Cost: £232 (per person) 20% Off Normal Price
Type: Full day Course, In-house Course (min 8 persons – Online Course)
Cost: £232 (per person) 20% Off Normal Price of £290!
Type: An introduction or Annual Refresher level training course.
Cost: £85 as a one off or £25 (per person) (Min 4 persons) remotely delivered.
The course covers the following areas:
- The Regulatory Structure
- FCA & PRA – Objectives and Roles
- Authorisation and Approval
- Enforcement
- Supervision
- Financial Crime
- BONUS: Using the FCA Handbook Overview Supplement
Type: Full Day Course, In-house Course (min 8 persons)
Cost: £232 (per person) 20% Off Normal Price of £290!
Type: Full Day Course
Cost: £550 (per person) (Min 4 persons)
Type: Half Day Course
Cost: £290 (per person) (Min 4 persons)
Type: For Limited and Core Firms (Online Course)
Cost: £99 (Min 8 persons)
Type: The Regulatory Technical Standards, Half Day Course
Cost: £290 (per person) (Min 4 persons)
Type: Full Day Course (min 4 persons)
Cost: £550 (per person)
Special Rates For Group – Full Day Courses for minimum of 3 people or
1/2 Day Courses for a minimum of 5 people.
CALL US TODAY ON 0800 689 0190
Compliance Consultant – ‘Making Compliance Work’
