The Duty of Responsibility. Every Senior Manager has a Duty of Responsibility under the Financial Services and Markets Act 2000, which means that if a…
SMCR Reasonable Steps Have To Be Evidenced Get an Independent assessment of your steps – Today! What are reasonable steps? The introduction of the…
Reasonable Steps – What Are They? What are reasonable steps? The introduction of the SMCR statutory duty of responsibility (SDR) places the onus on Senior…
SMCR: How To Get It Wrong SMCR: just forms and box-ticking, right? Well, actually, no. And we can see that this assumption is an almost…
Senior Managers and Certification Regime (SMCR) The Senior Managers and Certification Regime (SMCR) replaced the previous UK approved Persons Regime (APR) in order to place…
Do You Want Your FCA SMCR Completed For You? Are You Too Busy To Take The Time Out? Not Too Sure Of What’s Needed for…
The Senior Managers Regime (SMR) or Senior Managers & Certification Regime (SMCR) is the most far-reaching attempt to improve industry culture and to overcome the problems…