What is a Past Business Review (PBR)? If your firm has identified potential mis-selling and is required to undertake a Past Business Review (PBR), you…
What is an Insistent Client and how to deal with them. The FCA Handbook does not refer to insistent clients and there are no rules…
[amazon_link asins=’1118024303,1522021140,0198719795,1119240239,B01AS2T0ZA’ template=’ProductCarousel’ store=’digieboodown-21′ marketplace=’UK’ link_id=’5d5c766c-849a-11e7-bdc2-1b7420a1b569′] [layerslider id=”2″] FCA tells firms to revisit past advice after suitability review The Financial Conduct Authority (FCA) has said…